EXANTE and the SEC
EXANTE is a global trading platform established in 2011 and is recognized for its extensive range of financial instruments and innovative trading solutions. Owned by XNT LTD., EXANTE operates in over 100 countries and serves a diverse clientele, including banks, private investors, and wealth managers.
The trading instruments available on the EXANTE trading platform include stocks, ETFs, bonds, options, futures, funds, and metals. EXANTE has won multiple awards, including the Diversity Marketing & Recruitment Initiative of the Year award from The Financial Times and Best Sustainable Investment Company 2024—Europe at the Ethical Finance Awards.
In August 2015, the company was investigated by the U.S. Securities and Exchange Commission (SEC) due to allegations of insider trading involving a small group of clients. Initially classified as a hedge fund, the SEC later recognized the company's role as an execution-only broker.
Following the investigation, the company undertook thorough internal audits to ensure compliance with regulatory standards, including market abuse regulations and investor protection measures. The company cooperated closely with the SEC to clarify its business model and operations.
By February 2016, the SEC retracted its allegations and dropped all charges against the company.
Although it does not accept U.S. clients, the investment firm offering the EXANTE trading platform respects SEC guidelines and will respond to official requests for information. The resolution of the SEC investigation has reinforced EXANTE's reputation as a reliable global trading platform dedicated to ethical practices and investor protection.
XNT LTD., offering the EXANTE trading platform, is licensed to operate by the MFSA in Malta. As such, the EXANTE trading platform operates within strict compliance and ethical standards to prioritise the safety of investor funds.
This article is provided to you for informational purposes only and should not be regarded as an offer or solicitation of an offer to buy or sell any investments or related services that may be referenced here. While every effort has been made to verify the accuracy of this information, XNT LTD. cannot accept any responsibility or liability for reliance by any person on this publication or any of the information, opinions, or conclusions contained in this publication. The findings and views expressed in this publication do not necessarily reflect the views of XNT LTD. Any action taken upon the information contained in this publication is strictly at your own risk. XNT LTD. will not be liable for any loss or damage in connection with this publication. Costs mentioned herein may increase or decrease as a result of currency and exchange rate fluctuations and are subject to change.
EXANTE distinguishes itself as a leading global trading platform recognized for its transparency, adherence to regulations, and innovative offerings. The SEC investigation conducted in 2015 is part of the company's history and has been thoroughly resolved, highlighting its integrity and commitment to excellence. As a respected brand owned by XNT LTD., EXANTE empowers traders around the globe with its advanced technology and dedication to ethical business practices.
